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Newham / --- / E20 1JN
Apprenticeship Type:
Level 3
Start Date:
Length of Apprenticeship:
2 Years
Hours per week:
Training Provider:
Financial Conduct Authority
Weekly Wage:
£ 365.4

Job Details | Compliance and Risk Apprentice

Managing a portfolio of cases, assessing the risk each case poses to our objectives and compliance against our rules. Applying investigative and research methodologies to understand how firms operate and their impact on their customers. Analysing and assessing information about the risks firm pose to their customers and to the integrity of the markets they operate in, and developing effective and efficient strategies to mitigate those risks. Maintaining and developing effective relationships with stakeholders, both internally and externally including negotiating with firms and sometimes delivering tough messages.


From regulating Consumer Credit to driving action on Foreign Exchange manipulation or helping strengthen accountability in the banking sector, the FCA is working with the industry to protect consumers, ensure the integrity of the UK financial system and promote fair and effective competition. Our remit has expanded significantly since our creation in 2013, with the number of firms we regulate growing from 23,000 to over 56,000. We oversee conduct across the full span of the financial sector from global investment banks to high street payday lenders, and are now preparing to implement a new strategy that will sharpen our focus to face the regulatory challenges ahead.


The Retail Lending Department in the Supervision - Retail & Authorisations Division leads for the FCA on the supervision of consumer credit and mortgage firms. This role will involve assessing, prioritising and taking action to mitigate a variety of emerging or crystallising risks for a large portfolio of firms


Knowledge of Microsoft Office Packages - particularly Word, Outlook, Access Excel and PowerPoint


Apprentices who successfully complete their professional qualification and apprenticeship programme will be considered for a permanent role within the FCA.


Minimum of 2 A Levels at grades A-C (or equivalent) 5 GCSEs at grade 4 (C) including Maths and English or equivalent qualifications.


If you have any queries about this role please contact our friendly recruitment team:
0203 900 3091 |


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